Digital client workflows
Wealthbox-driven CRM, paperless onboarding and personalized pages help organize the client relationship and the work around it.
Advisor Practice Transition
Build the next chapter of your advisory practice.
For licensed or registered advisors with an existing book of business. Explore a practice transition built around your clients, integrated planning and shared infrastructure.
Relationships at the center
More room to focus on the work clients value.
A modern advisory practice brings client relationships, planning and operational work together. Integrated planning provides context for investment decisions; digital workflows and shared infrastructure help organize the service behind those conversations.
Planning and custodial coordination
Connect investment discussions with broader financial planning. Multi-custodial flexibility depends on available arrangements and account eligibility.
Compliance and supervisory support
Work within the firm's review, documentation and supervisory processes. Technology supports that work alongside registration and firm requirements.
Professional connections
Coordinate with professional tax, legal and estate-planning connections where appropriate to the client's needs and the agreed scope.
Custodian availability, technology and support are confirmed during onboarding. Third-party costs may apply. Arrangements remain subject to client choice, applicable agreements, registration and the firm's supervisory requirements.
Start with a transition conversation.
Bring your experience and your questions. Review the practice, client and implementation details before making commitments.
Discuss practice and client fit
Talk through the clients you serve, your planning approach and what you want from the next stage of your practice.
Review qualifications and existing agreements
Document current exams, designations, registration history, outside activities and agreements that affect your proposed transition.
Consider client consent and transfer eligibility
Review client choice, applicable consent requirements, account eligibility and contractual obligations before proposing any transfer.
Confirm written economics and support terms
Discuss compensation, costs, technology, support and engagement scope, then confirm applicable arrangements in written terms.
Review and plan implementation
Work through firm and registration review, supervisory requirements and a considered implementation plan. Client transitions proceed only where the necessary approvals, agreements and eligibility are in place.
Discuss the next chapter on clear terms.
Share your current practice and priorities through the existing advisor application. A transition depends on client choice and consent, applicable agreements, eligibility, required registration and firm approval.
Discuss my practice transitionStarting without a client book or entering the industry? Explore New Advisor Onboarding.